Is it permissible for a CPA firm to use a non-CPA broker to sell a client's account if the client is informed about the broker's fee?

The ability for a CPA firm to use a non-CPA broker to sell a client's account hinges on the principles of transparency and client consent. When a client is fully informed about the broker's fee, it allows the client to make an educated decision regarding the use of the broker's services. This transparency is a key aspect of ethical practice in the CPA profession, as it aligns with the responsibility of CPAs to act in the best interest of their clients and maintain clear communication.

The engagement of a non-CPA broker does not inherently violate ethical guidelines as long as the client is made aware of any costs involved and provides informed consent. By ensuring that clients are aware of the financial implications of using the broker, the CPA demonstrates a commitment to ethical standards.

This situation supports the idea that CPA firms can explore various avenues for client services and solutions, which can enhance the overall value provided to clients, as long as ethical guidelines are thoughtfully adhered to.